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SOURCE Mutual Fund Dealers Association of Canada
TORONTO, June 25, 2014 /CNW/ - A Hearing Panel of MFDA's Central Regional Council has issued its Decision and Reasons (Penalty) in connection with a disciplinary hearing held in Toronto, Ontario, in respect of Ellen Grace Batac, Hazel Gaminde, Dandy Macaraeg, Cesar Martin and Lilibeth Ocampo.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 110 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.
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