MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Ellen Batac, Hazel Gaminde, Dandy Macareag, Cesar Martin and Lilibeth Ocampo - WRCBtv.com | Chattanooga News, Weather & Sports

MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Ellen Batac, Hazel Gaminde, Dandy Macareag, Cesar Martin and Lilibeth Ocampo

Information contained on this page is provided by an independent third-party content provider. WorldNow and this Station make no warranties or representations in connection therewith. If you have any questions or comments about this page please contact pressreleases@worldnow.com.

SOURCE Mutual Fund Dealers Association of Canada

TORONTO, June 25, 2014 /CNW/ - A Hearing Panel of MFDA's Central Regional Council has issued its Decision and Reasons (Penalty) in connection with a disciplinary hearing held in Toronto, Ontario, in respect of Ellen Grace Batac, Hazel Gaminde, Dandy Macaraeg, Cesar Martin and Lilibeth Ocampo.

A copy of the Decision and Reasons (Penalty) is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 110 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.

©2012 PR Newswire. All Rights Reserved.

Powered by WorldNow
Can't find what you're looking for?

WRCB-TV
900 Whitehall Road
Chattanooga, TN 37405
(423) 267-5412

WRCB Jobs EEO | FCC Public Files

Powered by WorldNow
All content © Copyright 2000 - 2014 WorldNow and WRCB. All Rights Reserved. For more information on this site, please read our Privacy Policy and Terms of Service.